Category Risk

The 8 Data Protection Principles.

NOTE: In 2018 the UK’s Data Protection Act was revised to reflect GDPR Requirements.  The below information may have been updated. The 1998 Data Protection Act sets out the legal obligation of those who handle personal data. In Schedule 1,…

The Sarbanes–Oxley Act of 2002 (SOX)

Although this is a United States federal law, UK and european companies trading with American entities should be aware of the requirements, as they may impact compliance with the Act. The law was driven by corporate and accounting scandals, causing…

Data Security in the Financial Sector

All FSA regulated firms could benefit from certification to the ISO 27001 standard. Data security is a requirement of the FSA and in their document “Data Security in the Financial Sector – Firms’ controls to prevent data loss by their employees…